Key Compton - 20 Mar 2024 Form 4 Insider Report for FiscalNote Holdings, Inc. (NOTE)

Role
Director
Signature
/s/ Todd Aman, Attorney-in-Fact
Issuer symbol
NOTE
Transactions as of
20 Mar 2024
Net transactions value
$0
Form type
4
Filing time
22 Mar 2024, 16:28:12 UTC
Previous filing
01 Sep 2023
Next filing
31 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NOTE Class A Common Stock Sale $0 -29,399 -95% $0.000000 1,466 20 Mar 2024 See Footnote F1, F2
holding NOTE Class A Common Stock 214,897 20 Mar 2024 See footnote F3
holding NOTE Class A Common Stock 139,700 20 Mar 2024 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were distributed to certain members of Urgent Capital LLC ("Urgent Capital") upon such members redeeming their respective membership interests in Urgent Capital.
F2 The shares are beneficially owned by Urgent Capital. The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of Urgent Capital. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by Urgent Capital.
F3 The shares are beneficially owned by Global Public Offering Master Fund, L.P ("GPO Master Fund") . The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of GPO Master Fund and its affiliated entities and the investment advisor for GPO Master Fund. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GPO Master Fund.