Juan P. Fernandez - 17 Nov 2021 Form 4 Insider Report for ForgeRock, Inc.

Role: CFO, Executive VP - Global
Signature: /s/ Samuel J. Fleischmann, by Power of Attorney for Juan P. Fernandez
Issuer symbol: N/A
Transactions as of: 17 Nov 2021
Net transactions value: -$151,942
Form type: 4
Filing time: 18 Aug 2023, 17:12:59 UTC
Previous filing: 22 Sep 2021
Next filing: 16 Dec 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	FORG	Class A Common Stock	Conversion of derivative security		+133,009	+22%		748,402	17 Nov 2021	Direct	F1
transaction	FORG	Class A Common Stock	Conversion of derivative security		+18,116	+2.4%		766,518	03 Dec 2021	Direct	F1, F2
transaction	FORG	Class A Common Stock	Sale	$151,942	-7,152	-0.93%	$21.24	759,366	16 Aug 2023	Direct	F3, F4, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	FORG	Class B Common Stock	Conversion of derivative security	$0	-133,009	-88%	$0.000000	18,116	17 Nov 2021	Class A Common Stock	133,009		Direct	F1
transaction	FORG	Class B Common Stock	Conversion of derivative security	$0	-18,116	-100%	$0.000000^*	0	03 Dec 2021	Class A Common Stock	18,116		Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.
F2	This number reflects the holdings of the Reporting Person as of August 16, 2023, immediately before the sale transaction reported in this Form 4.
F3	The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 9, 2021, and as further amended August 22, 2022.
F4	The sale price represents the weighted average price of the shares sold ranging from $21.15 to $21.28 per share. Upon request by the Commission staff, ForgeRock, Inc. (the "Issuer") or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F5	Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.