Juan P. Fernandez - 14 Dec 2021 Form 4 Insider Report for ForgeRock, Inc.

Role
CFO, Executive VP - Global
Signature
/s/ Samuel J. Fleischmann, by Power of Attorney for Juan P. Fernandez
Issuer symbol
N/A
Transactions as of
14 Dec 2021
Net transactions value
$0
Form type
4
Filing time
16 Dec 2021, 20:54:00 UTC
Previous filing
18 Aug 2023
Next filing
23 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FORG Class A Common Stock Conversion of derivative security +8,000 8,000 14 Dec 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FORG Stock Option (right to buy) Options Exercise $0 -8,000 -2.9% $0.000000 268,685 14 Dec 2021 Class B Common Stock 8,000 $0.4300 Direct F1, F2
transaction FORG Class B Common Stock Options Exercise $0 +8,000 +3.4% $0.000000 242,553 14 Dec 2021 Class A Common Stock 8,000 Direct F1
transaction FORG Class B Common Stock Conversion of derivative security $0 -8,000 -3.3% $0.000000 234,553 14 Dec 2021 Class A Common Stock 8,000 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-for-one basis at the reporting person's election and has no expiration date.
F2 All of the shares subject to the option are fully vested and exercisable as of the date hereof.