Mark Wong - 16 Aug 2023 Form 4 Insider Report for S&W Seed Co (SANW)

Role
Director
Signature
/s/ Vanessa Baughman, Attorney-in-Fact
Issuer symbol
SANW
Transactions as of
16 Aug 2023
Net transactions value
$0
Form type
4
Filing time
18 Aug 2023, 16:36:52 UTC
Previous filing
04 Apr 2023
Next filing
30 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SANW Common Stock Award $0 +24,076 +8.6% $0.000000 304,944 16 Aug 2023 Direct F1
holding SANW Common Stock 36,630 16 Aug 2023 By Starlight 4, LLLP F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a restricted stock unit award that vests on the earlier of December 14, 2023 or the date of the Issuer's next annual meeting of stockholders, which date has not been set by the Issuer's Board of Directors.
F2 The Reporting Person is General Partner of Starlight 4, LLLP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of Reporting Person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.