Scott Kleinman - Aug 16, 2023 Form 4 Insider Report for Apollo Global Management, Inc. (APO)

Signature
/s/ Jessica L. Lomm, as Attorney-in-Fact
Stock symbol
APO
Transactions as of
Aug 16, 2023
Transactions value $
$982,423
Form type
4
Date filed
8/18/2023, 04:33 PM
Previous filing
Aug 15, 2023
Next filing
Sep 11, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APO Common Stock Award $982K +11.8K +746.22% $83.01 13.4K Aug 16, 2023 Heathcote Capital Partners LP F1, F2
holding APO Common Stock 4.87M Aug 16, 2023 Direct F3
holding APO Common Stock 440K Aug 16, 2023 KRT Investments IX LLC F4
holding APO Common Stock 417K Aug 16, 2023 HCM APO Series LLC, Series A F5
holding APO Common Stock 27.4K Aug 16, 2023 HCM APO Series LLC, Series B F6
holding APO Common Stock 143K Aug 16, 2023 HCM APO Series LLC, Series C F7
holding APO Common Stock 702K Aug 16, 2023 The Kleinman Children's Trust F8
holding APO Common Stock 9.39K Aug 16, 2023 KRT Investments LLC F9
holding APO Common Stock 4.58K Aug 16, 2023 KRT Investments VII LLC F10
holding APO Common Stock 1.81M Aug 16, 2023 KRT Delaware LLC F11
holding APO Common Stock 77.3K Aug 16, 2023 The Kleinman Descendant's GST-Exempt Trust F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted shares of common stock of the Issuer issued under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan for Estate Planning Vehicles. The restricted shares vest in installments in accordance with the terms of the applicable award agreement, provided the reporting person remains in service through the applicable vesting date.
F2 Held by Heathcote Capital Partners LP, a vehicle directly and indirectly owned by the reporting person, his spouse and certain family trusts and over which the reporting person exercises voting and investment control.
F3 Reported amount includes 4,652,781 vested and unvested restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.
F4 Held by KRT Investments IX LLC ("Investments IX"). Investments IX is owned by the reporting person and a trust for the benefit of the reporting person's descendants and for which the reporting person's father acts as trustee. The reporting person disclaims beneficial ownership of the securities held by Investments IX, except to the extent of his direct or indirect pecuniary interest.
F5 Held by HCM APO Series LLC, Series A, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.
F6 Held by HCM APO Series LLC, Series B, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.
F7 Held by HCM APO Series LLC, Series C, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.
F8 Held by The Kleinman Children's Trust, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.
F9 Held by KRT Investments LLC. The reporting person disclaims beneficial ownership of the securities indirectly or directly held by KRT Investments LLC reported herein and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F10 Held by KRT Investments VII LLC, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.
F11 Held by KRT Delaware LLC, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.
F12 Held by The Kleinman Descendant's GST-Exempt Trust, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.

Remarks:

Co-President of Apollo Asset Management, Inc.