| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | APO | Common Stock | Tax liability | -$3.27K | -38 | 0% | $86.14 | 4.87M | Aug 11, 2023 | Direct | F1, F2, F3 |
| holding | APO | Common Stock | 1.59K | Aug 11, 2023 | Heathcote Capital Partners LP | F4 | |||||
| holding | APO | Common Stock | 440K | Aug 11, 2023 | KRT Investments IX LLC | F5 | |||||
| holding | APO | Common Stock | 417K | Aug 11, 2023 | HCM APO Series LLC, Series A | F6 | |||||
| holding | APO | Common Stock | 27.4K | Aug 11, 2023 | HCM APO Series LLC, Series B | F7 | |||||
| holding | APO | Common Stock | 143K | Aug 11, 2023 | HCM APO Series LLC, Series C | F8 | |||||
| holding | APO | Common Stock | 702K | Aug 11, 2023 | The Kleinman Children's Trust | F9 | |||||
| holding | APO | Common Stock | 9.39K | Aug 11, 2023 | KRT Investments LLC | F10 | |||||
| holding | APO | Common Stock | 4.58K | Aug 11, 2023 | KRT Investments VII LLC | F11 | |||||
| holding | APO | Common Stock | 1.81M | Aug 11, 2023 | KRT Delaware LLC | F12 | |||||
| holding | APO | Common Stock | 77.3K | Aug 11, 2023 | The Kleinman Descendant's GST-Exempt Trust | F13 |
| Id | Content |
|---|---|
| F1 | Consists of shares withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of shares that were granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). |
| F2 | Reported amount includes 4,652,781 vested and unvested restricted stock units ("RSUs") granted under the Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date. |
| F3 | Reported amount includes 46,194 shares previously reported as indirectly held through HCM APO Series LLC, Series A. The Form 4 filed by the reporting person on April 4, 2022, reported the disposal by gift of 46,194 shares directly by the reporting person. Such shares were disposed by gift by HCM APO Series LLC, Series A, rather than directly by the reporting person. |
| F4 | Held by Heathcote Capital Partners LP, a vehicle directly and indirectly owned by the reporting person, his spouse and certain family trusts and over which the reporting person exercises voting and investment control. |
| F5 | Held by KRT Investments IX LLC ("Investments IX"). Investments IX is owned by the reporting person and a trust for the benefit of the reporting person's descendants and for which the reporting person's father acts as trustee. The reporting person disclaims beneficial ownership of the securities held by Investments IX, except to the extent of his direct or indirect pecuniary interest. |
| F6 | Held by HCM APO Series LLC, Series A, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control. |
| F7 | Held by HCM APO Series LLC, Series B, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control. |
| F8 | Held by HCM APO Series LLC, Series C, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control. |
| F9 | Held by The Kleinman Children's Trust, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control. |
| F10 | Held by KRT Investments LLC. The reporting person disclaims beneficial ownership of the securities indirectly or directly held by KRT Investments LLC reported herein and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| F11 | Held by KRT Investments VII LLC, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control. |
| F12 | Held by KRT Delaware LLC, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control. |
| F13 | Held by The Kleinman Descendant's GST-Exempt Trust, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control. |
Co-President of Apollo Asset Management, Inc.