Bonita Lee - Aug 4, 2023 Form 4 Insider Report for HANMI FINANCIAL CORP (HAFC)

Role
President & CEO
Signature
/s/ Bonita Lee
Stock symbol
HAFC
Transactions as of
Aug 4, 2023
Transactions value $
-$371,613
Form type
4
Date filed
8/8/2023, 12:50 PM
Previous filing
Mar 27, 2023
Next filing
Mar 25, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HAFC Common Stock Award $0 +35.9K +30.66% $0.00 153K Aug 4, 2023 Direct F1
transaction HAFC Common Stock Tax liability -$314K -16.5K -10.78% $19.06 137K Aug 4, 2023 Direct
transaction HAFC Common Stock Tax liability -$57.1K -3K -2.2% $19.06 134K Aug 5, 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On August 5, 2020, the reporting person was granted 23,937 shares of restricted stock which vest on August 4, 2023, subject to the satisfaction of certain performance criteria. The performance criteria for the three-year period ended August 4, 2023 were met, resulting in the vesting of 35,906 shares (150% of target payout).