George Koutsaftes - Jul 28, 2023 Form 4 Insider Report for HONEYWELL INTERNATIONAL INC (HON)

Role
President and CEO, SPS
Signature
Su Ping Lu for George Koutsaftes
Stock symbol
HON
Transactions as of
Jul 28, 2023
Transactions value $
-$169,674
Form type
4
Date filed
8/1/2023, 05:31 PM
Previous filing
Jul 31, 2023
Next filing
Nov 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HON Common Stock Options Exercise +1.35K +14.9% 10.4K Jul 28, 2023 Direct F1
transaction HON Common Stock Tax liability -$118K -600 -5.77% $196.61 9.8K Jul 28, 2023 Direct
transaction HON Common Stock Options Exercise +590 +6.02% 10.4K Jul 29, 2023 Direct F1
transaction HON Common Stock Tax liability -$51.7K -263 -2.53% $196.61 10.1K Jul 29, 2023 Direct
holding HON Common Stock 2.13K Jul 28, 2023 Held in 401(k) plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HON Restricted Stock Units Options Exercise $0 -1.35K -25.39% $0.00 3.96K Jul 28, 2023 Common Stock 1.35K Direct F1, F2, F3, F4
transaction HON Restricted Stock Units Options Exercise $0 -590 -33.83% $0.00 1.15K Jul 29, 2023 Common Stock 590 Direct F1, F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Instrument converts to common stock on a one-for-one basis.
F2 Includes the reinvestment of dividend equivalents into 27 additional restrictred stock units.
F3 The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest 25% on each of July 28, 2023, July 28, 2024, July 28, 2025 and July 28, 2026.
F4 Excludes reinvestment of dividend equivalents during the vesting period.
F5 Includes the reinvestment of dividend equivalents into 22 additional restricted stock units.
F6 The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates with vesting of 33%, 33%, and 34% on each of July 29, 2023, July 29, 2025, and July 29, 2031, respectively.