George Koutsaftes - 28 Jul 2023 Form 4 Insider Report for HONEYWELL INTERNATIONAL INC (HON)

Role
President and CEO, SPS
Signature
Su Ping Lu for George Koutsaftes
Issuer symbol
HON
Transactions as of
28 Jul 2023
Net transactions value
-$169,674
Form type
4
Filing time
01 Aug 2023, 17:31:15 UTC
Previous filing
31 Jul 2023
Next filing
03 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HON Common Stock Options Exercise +1,349 +15% 10,403 28 Jul 2023 Direct F1
transaction HON Common Stock Tax liability $117,966 -600 -5.8% $196.61 9,803 28 Jul 2023 Direct
transaction HON Common Stock Options Exercise +590 +6% 10,393 29 Jul 2023 Direct F1
transaction HON Common Stock Tax liability $51,708 -263 -2.5% $196.61 10,130 29 Jul 2023 Direct
holding HON Common Stock 2,132 28 Jul 2023 Held in 401(k) plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HON Restricted Stock Units Options Exercise $0 -1,349 -25% $0.000000 3,964 28 Jul 2023 Common Stock 1,349 Direct F1, F2, F3, F4
transaction HON Restricted Stock Units Options Exercise $0 -590 -34% $0.000000 1,154 29 Jul 2023 Common Stock 590 Direct F1, F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Instrument converts to common stock on a one-for-one basis.
F2 Includes the reinvestment of dividend equivalents into 27 additional restrictred stock units.
F3 The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest 25% on each of July 28, 2023, July 28, 2024, July 28, 2025 and July 28, 2026.
F4 Excludes reinvestment of dividend equivalents during the vesting period.
F5 Includes the reinvestment of dividend equivalents into 22 additional restricted stock units.
F6 The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates with vesting of 33%, 33%, and 34% on each of July 29, 2023, July 29, 2025, and July 29, 2031, respectively.