George Koutsaftes - Jul 27, 2023 Form 4 Insider Report for HONEYWELL INTERNATIONAL INC (HON)

Role
President and CEO, SPS
Signature
Su Ping Lu for George Koutsaftes
Stock symbol
HON
Transactions as of
Jul 27, 2023
Transactions value $
-$142,322
Form type
4
Date filed
7/31/2023, 09:52 PM
Previous filing
Feb 16, 2023
Next filing
Aug 1, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HON Common Stock Options Exercise +1.6K +19.59% 9.77K Jul 27, 2023 Direct F1
transaction HON Common Stock Tax liability -$142K -712 -7.29% $199.89 9.05K Jul 27, 2023 Direct
holding HON Common Stock 2.13K Jul 27, 2023 Held in 401(k) plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HON Restricted Stock Units Options Exercise $0 -1.6K -100% $0.00* 0 Jul 27, 2023 Common Stock 1.6K Direct F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Instrument converts to common stock on a one-for-one basis.
F2 All restricted stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.
F3 Includes the reinvestment of dividend equivalents into 178 additional restricted stock units.
F4 The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with 1,600 units vesting on July 27, 2023.