PC Nelson Griggs - 03 Jul 2023 Form 4 Insider Report for NASDAQ, INC. (NDAQ)

Role
President, Capital Access Plat
Signature
/s/ Alex Kogan, by power of attorney
Issuer symbol
NDAQ
Transactions as of
03 Jul 2023
Net transactions value
-$570,804
Form type
4
Filing time
05 Jul 2023, 16:03:05 UTC
Previous filing
05 Apr 2023
Next filing
22 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NDAQ Common Stock, par value $0.01 per share Tax liability $570,804 -11,485 -5.4% $49.70 200,702 03 Jul 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the surrender of shares to pay withholding taxes in connection with vesting of equity previously granted under Nasdaq's Equity Incentive Plan.
F2 Represents (i) 82,230 shares or units of restricted stock, of which 13,747 are vested and (ii) 118,472 shares underlying PSUs, all of which are vested.