PC Nelson Griggs - 03 Apr 2023 Form 4 Insider Report for NASDAQ, INC. (NDAQ)

Role
President, Capital Access Plat
Signature
/s/ Alex Kogan, by power of attorney
Issuer symbol
NDAQ
Transactions as of
03 Apr 2023
Net transactions value
-$155,258
Form type
4
Filing time
05 Apr 2023, 16:06:55 UTC
Previous filing
24 Feb 2023
Next filing
05 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NDAQ Common Stock, par value $0.01 per share Award $0 +9,191 +4.5% $0.000000 215,041 03 Apr 2023 Direct F1
transaction NDAQ Common Stock, par value $0.01 per share Tax liability $155,258 -2,854 -1.3% $54.40 212,187 03 Apr 2023 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on April 3, 2025, 33% on April 3, 2026 and the remainder on April 3, 2027.
F2 Represents the surrender of shares to pay withholding taxes in connection with vesting of equity previously granted under Nasdaq's Equity Incentive Plan.
F3 Represents (i) 93,715 shares or units of restricted stock, of which 2,735 are vested and (ii) 118,472 shares underlying PSUs, all of which are vested.