James Colquhoun - Apr 20, 2024 Form 4 Insider Report for GAIA, INC (GAIA)

Role
CEO, Director
Signature
/s/Ned Preston Attorney-in-Fact for James Colquhoun
Stock symbol
GAIA
Transactions as of
Apr 20, 2024
Transactions value $
$50,819
Form type
4
Date filed
4/23/2024, 05:16 PM
Previous filing
Jun 26, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GAIA Class A Common Stock Options Exercise $50.8K +12.9K +1.27% $3.93 1.03M Apr 20, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GAIA Restricted Stock Units Options Exercise $0 -12.9K -100% $0.00* 0 Apr 20, 2024 Class A Common Stock 1.03M Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F2 The RSUs vest on the one year anniversary date of the Annual Shareholder Meeting from April 2023, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.