Paul J. Plante - May 18, 2023 Form 4 Insider Report for RICHARDSON ELECTRONICS, LTD. (RELL)

Role
Director
Signature
/s/ Robert J. Ben, attorney in fact, for Paul J. Plante
Stock symbol
RELL
Transactions as of
May 18, 2023
Transactions value $
-$153,082
Form type
4
Date filed
5/22/2023, 04:59 PM
Previous filing
Nov 14, 2022
Next filing
Jul 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RELL Common Stock Options Exercise $34.5K +5K $6.90 5K May 18, 2023 Direct
transaction RELL Common Stock Options Exercise $45.5K +5K +100% $9.10 10K May 18, 2023 Direct
transaction RELL Common Stock Options Exercise $38.3K +5K +50% $7.66 15K May 18, 2023 Direct
transaction RELL Common Stock Sale -$271K -15K -100% $18.09 0 May 18, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RELL Employee Stock Option (Right to Buy) Options Exercise $0 -5K -100% $0.00* 0 May 18, 2023 Common Stock 5K $6.90 Direct
transaction RELL Employee Stock Option (Right to Buy) Options Exercise $0 -5K -100% $0.00* 0 May 18, 2023 Common Stock 5K $9.10 Direct
transaction RELL Employee Stock Option (Right to Buy) Options Exercise $0 -5K -100% $0.00* 0 May 18, 2023 Common Stock 5K $7.66 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is the weighted average price of multiple trades at prices ranging from $18.00 to $18.155 per share, inclusive. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the issuer, full information regarding the number of shares sold at each price within the reported range.