Paul J. Plante - 18 May 2023 Form 4 Insider Report for RICHARDSON ELECTRONICS, LTD. (RELL)

Role
Director
Signature
/s/ Robert J. Ben, attorney in fact, for Paul J. Plante
Issuer symbol
RELL
Transactions as of
18 May 2023
Net transactions value
-$153,082
Form type
4
Filing time
22 May 2023, 16:59:03 UTC
Previous filing
14 Nov 2022
Next filing
19 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RELL Common Stock Options Exercise $34,500 +5,000 $6.90 5,000 18 May 2023 Direct
transaction RELL Common Stock Options Exercise $45,500 +5,000 +100% $9.10 10,000 18 May 2023 Direct
transaction RELL Common Stock Options Exercise $38,300 +5,000 +50% $7.66 15,000 18 May 2023 Direct
transaction RELL Common Stock Sale $271,382 -15,000 -100% $18.09 0 18 May 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RELL Employee Stock Option (Right to Buy) Options Exercise $0 -5,000 -100% $0.000000* 0 18 May 2023 Common Stock 5,000 $6.90 Direct
transaction RELL Employee Stock Option (Right to Buy) Options Exercise $0 -5,000 -100% $0.000000* 0 18 May 2023 Common Stock 5,000 $9.10 Direct
transaction RELL Employee Stock Option (Right to Buy) Options Exercise $0 -5,000 -100% $0.000000* 0 18 May 2023 Common Stock 5,000 $7.66 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is the weighted average price of multiple trades at prices ranging from $18.00 to $18.155 per share, inclusive. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the issuer, full information regarding the number of shares sold at each price within the reported range.