Paul J. Plante - 09 Nov 2022 Form 4 Insider Report for RICHARDSON ELECTRONICS, LTD. (RELL)

Role
Director
Signature
/s/ Robert J. Ben, attorney-in-fact, for Paul J. Plante
Issuer symbol
RELL
Transactions as of
09 Nov 2022
Net transactions value
-$260,600
Form type
4
Filing time
14 Nov 2022, 10:50:37 UTC
Previous filing
03 Oct 2022
Next filing
22 May 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RELL Common Stock Options Exercise $29,350 +5,000 $5.87 5,000 09 Nov 2022 Direct
transaction RELL Common Stock Options Exercise $28,050 +5,000 +100% $5.61 10,000 09 Nov 2022 Direct
transaction RELL Common Stock Options Exercise $21,300 +5,000 +50% $4.26 15,000 09 Nov 2022 Direct
transaction RELL Common Stock Sale $339,300 -15,000 -100% $22.62 0 09 Nov 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RELL Employee Stock Option (Right to Buy) Options Exercise $0 -5,000 -100% $0.000000* 0 09 Nov 2022 Common Stock 5,000 $5.87 Direct
transaction RELL Employee Stock Option (Right to Buy) Options Exercise $0 -5,000 -100% $0.000000* 0 09 Nov 2022 Common Stock 5,000 $5.61 Direct
transaction RELL Employee Stock Option (Right to Buy) Options Exercise $0 -5,000 -100% $0.000000* 0 09 Nov 2022 Common Stock 5,000 $4.26 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is the weighted average price of multiple trades at prices ranging from $22.41 to $22.83 per share, inclusive. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the issuer, full information regarding the number of shares sold at each price within the reported range.