Paul J. Plante - Nov 9, 2022 Form 4 Insider Report for RICHARDSON ELECTRONICS, LTD. (RELL)

Role
Director
Signature
/s/ Robert J. Ben, attorney-in-fact, for Paul J. Plante
Stock symbol
RELL
Transactions as of
Nov 9, 2022
Transactions value $
-$260,600
Form type
4
Date filed
11/14/2022, 10:50 AM
Previous filing
Oct 3, 2022
Next filing
May 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RELL Common Stock Options Exercise $29.4K +5K $5.87 5K Nov 9, 2022 Direct
transaction RELL Common Stock Options Exercise $28.1K +5K +100% $5.61 10K Nov 9, 2022 Direct
transaction RELL Common Stock Options Exercise $21.3K +5K +50% $4.26 15K Nov 9, 2022 Direct
transaction RELL Common Stock Sale -$339K -15K -100% $22.62 0 Nov 9, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RELL Employee Stock Option (Right to Buy) Options Exercise $0 -5K -100% $0.00* 0 Nov 9, 2022 Common Stock 5K $5.87 Direct
transaction RELL Employee Stock Option (Right to Buy) Options Exercise $0 -5K -100% $0.00* 0 Nov 9, 2022 Common Stock 5K $5.61 Direct
transaction RELL Employee Stock Option (Right to Buy) Options Exercise $0 -5K -100% $0.00* 0 Nov 9, 2022 Common Stock 5K $4.26 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is the weighted average price of multiple trades at prices ranging from $22.41 to $22.83 per share, inclusive. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the issuer, full information regarding the number of shares sold at each price within the reported range.