Joseph Lacob - May 17, 2023 Form 4 Insider Report for ALIGN TECHNOLOGY INC (ALGN)

Role
Director
Signature
/s/Julie Ann Coletti Attorney-in-Fact for Joseph Lacob
Stock symbol
ALGN
Transactions as of
May 17, 2023
Transactions value $
$0
Form type
4
Date filed
5/19/2023, 05:23 PM
Previous filing
Oct 20, 2022
Next filing
Jun 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALGN Common Stock Options Exercise $0 +1.11K +0.71% $0.00 157K May 17, 2023 By Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALGN Restricted Stock Unit Options Exercise $0 -1.11K -100% $0.00* 0 May 17, 2023 Common Stock 1.11K $0.00 Direct F2, F3
transaction ALGN Restricted Stock Unit Award $0 +1.03K $0.00 1.03K May 17, 2023 Common Stock 1.03K $0.00 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are held directly by a trust for which the reporting person is trustee.
F2 Represents par value of ALGN common stock.
F3 100% of the restricted stock unit granted on May 18, 2022 became vested on May 17, 2023 and shares were delivered to reporting person.
F4 100% of the restricted stock unit granted on May 17, 2023 will become vested on the earlier of (i) May 17, 2024 or (i) the date of the 2024 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.