Joseph Lacob - 18 Oct 2022 Form 4 Insider Report for NeuroPace Inc (NPCE)

Role
Director
Signature
/s/ Irina Ridley, Attorney-In-Fact
Issuer symbol
NPCE
Transactions as of
18 Oct 2022
Net transactions value
+$4.99
Form type
4
Filing time
20 Oct 2022, 19:57:30 UTC
Previous filing
21 Jun 2022
Next filing
19 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NPCE Common Stock Options Exercise $4.99 +192 +100% $0.0260* 384 18 Oct 2022 Direct
holding NPCE Common Stock 351,728 18 Oct 2022 See Footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NPCE Stock Option (Rt to Buy) Options Exercise $0 -192 -100% $0.000000* 0 18 Oct 2022 Common Stock 192 $0.0260 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 128,174 shares held by Lacob Ventures LLC and 223,554 shares held by LCT18 Investments, LLC.
F2 The share underlying the option are fully vested.