Pamela D. Johnson - May 16, 2023 Form 4 Insider Report for OppFi Inc. (OPFI)

Role
CFO
Signature
/s/ Marv Gurevich, Esq., as attorney-in-fact for Pamela D. Johnson
Stock symbol
OPFI
Transactions as of
May 16, 2023
Transactions value $
-$5,146
Form type
4
Date filed
5/18/2023, 09:17 PM
Previous filing
Apr 27, 2023
Next filing
Nov 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPFI Class A Common Stock Tax liability -$3.88K -1.87K -6.54% $2.07 26.8K May 16, 2023 Direct F1
transaction OPFI Class A Common Stock Options Exercise $0 +2.08K +7.77% $0.00 28.9K May 16, 2023 Direct F2
transaction OPFI Class A Common Stock Tax liability -$1.27K -612 -2.12% $2.07 28.3K May 16, 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPFI Restricted Stock Unit Options Exercise $0 -2.08K -16.66% $0.00 10.4K May 16, 2023 Class A Common Stock 2.08K $0.00 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover tax withholding obligations in connection with the settlement of a previously reported performance-based restricted stock unit award.
F2 On May 16, 2023, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on January 1, 2023 and April 1, 2023.
F3 Represents shares withheld to cover tax withholding obligations in connection with the settlement of RSUs.
F4 Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). On October 1, 2021, the reporting person was granted 16,660 RSUs. 25% of the RSUs vested on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan.