Lynnette C. Fallon - 16 May 2023 Form 4 Insider Report for AXCELIS TECHNOLOGIES INC (ACLS)

Reporting relationship: Executive VP, HR/Legal
Issuer ticker: ACLS
Reported as of: 16 May 2023
Net transaction value: -$542,791
SEC form: 4
Accepted by SEC: 18 May 2023, 16:03:45 UTC
Prior SEC filing: 16 May 2023
Next SEC filing: 26 May 2023
Source filing: View source filing
Reporting owner signature: Lynnette C. Fallon

Key filing fact

Lynnette C. Fallon filed Form 4 for AXCELIS TECHNOLOGIES INC (ACLS) on 18 May 2023.

Key facts

This page summarizes Lynnette C. Fallon's Form 4 filing for AXCELIS TECHNOLOGIES INC (ACLS).
3 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 18 May 2023, 16:03.

Change

Previous filing in this sequence was filed on 16 May 2023.
Current net transaction value: -$542,791.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ACLS transaction

Common Stock

Tax liability

Transaction value: $81,590
Shares: -628
Change %: -1.5%
Price: $129.92
Shares after: 41,216
Date: 16 May 2023
Ownership: Direct
Footnotes: F1, F2, F3

ACLS transaction

Common Stock

Tax liability

Transaction value: $120,066
Shares: -872
Change %: -2.1%
Price: $137.69
Shares after: 40,344
Date: 17 May 2023
Ownership: Direct
Footnotes: F1, F2, F4

ACLS transaction

Common Stock

Sale

Transaction value: $341,136
Shares: -2,410
Change %: -6%
Price: $141.55
Shares after: 37,934
Date: 18 May 2023
Ownership: Direct
Footnotes: F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units.

Footnote F2

Represents the closing price of the common stock on the date of the tax withholding.

Footnote F3

Of the shares held after this tax withholding forfeiture (and related vesting) on May 16, 2023, 22,086 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.

Footnote F4

Of the shares held after this tax withholding forfeiture (and related vesting) on May 17, 2023, 20,121 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.

Footnote F5

Of the shares held after this sale on May 18, 2023, 20,121 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.