Jeremy Rosenberg - May 15, 2023 Form 4 Insider Report for HARMONIC INC (HLIT)

Role: Interim CFO & SVP Bus Dev
Signature: /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan
Stock symbol: HLIT
Transactions as of: May 15, 2023
Transactions value $: -$35,470
Form type: 4
Date filed: 5/17/2023, 04:22 PM
Previous filing: Mar 9, 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HLIT	Common Stock	Options Exercise	$0	+7.83K	+5.31%	$0.00	155K	May 15, 2023	Direct
transaction	HLIT	Common Stock	Tax liability	-$35.5K	-2.15K	-1.38%	$16.49	153K	May 15, 2023	Direct

Showing 1 to 2 of 2 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HLIT	Restricted Stock Units	Options Exercise	$0	-3.03K	-25%	$0.00	9.1K	May 15, 2023	Common Stock	3.03K	$0.00	Direct
transaction	HLIT	Restricted Stock Units	Options Exercise	$0	-2.8K	-12.5%	$0.00	19.6K	May 15, 2023	Common Stock	2.8K	$0.00	Direct
transaction	HLIT	Restricted Stock Units	Options Exercise	$0	-2K	-33.33%	$0.00	4K	May 15, 2023	Common Stock	2K	$0.00	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.