Jun Hong Heng - 15 May 2023 Form 4 Insider Report for Luminar Technologies, Inc./DE (LAZR)

Role
Director
Signature
/s/ Jun Hong Heng
Issuer symbol
LAZR
Transactions as of
15 May 2023
Net transactions value
+$199,604
Form type
4
Filing time
15 May 2023, 14:59:23 UTC
Previous filing
28 Sep 2023
Next filing
09 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LAZR Class A Common Stock Purchase $199,604 +33,750 +9.4% $5.91 392,571 15 May 2023 By Heng Zhao JT Revocable Trust F1
holding LAZR Class A Common Stock 697,434 15 May 2023 By Crescent Cove Capital II LP F2
holding LAZR Class A Common Stock 1,092,643 15 May 2023 By Press Room LLC F3
holding LAZR Class A Common Stock 186,772 15 May 2023 By Crescent Cove Opportunity Fund LP F2
holding LAZR Class A Common Stock 83,095 15 May 2023 By Crescent Cove Opportunity Foreign Intermediary, LLC F2
holding LAZR Class A Common Stock 46,503 15 May 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The range of prices for the shares of Class A Common Stock is from $5.72 to $5.95. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.
F2 Crescent Cove Capital II GP, LLC is the general partner of and Crescent Cove Capital Management, LLC is the investment manager of Crescent Cove Capital II LP. Crescent Cove Opportunity GP, LP is the general partner of and Crescent Cove Advisors, LP is the investment manager of each of Crescent Cove Opportunity Fund LP and Crescent Cove Opportunity Foreign Intermediary, LLC. The reporting person is the managing member of each of such general partners and investment managers, and therefore, may be deemed to hold voting and dispositive power over the shares held by Crescent Cove Capital II LP, Crescent Cove Opportunity Fund LP and Crescent Cove Opportunity Foreign Intermediary, LLC.
F3 The reporting person manages Press Room LLC and may be deemed to hold voting and dispositive power over the shares held by Press Room LLC. The reporting person disclaims beneficial ownership of the shares held by Press Room LLC.