Jun Hong Heng - May 15, 2023 Form 4 Insider Report for Luminar Technologies, Inc./DE (LAZR)

Role
Director
Signature
/s/ Jun Hong Heng
Stock symbol
LAZR
Transactions as of
May 15, 2023
Transactions value $
$199,604
Form type
4
Date filed
5/15/2023, 02:59 PM
Previous filing
Sep 28, 2023
Next filing
Jun 9, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LAZR Class A Common Stock Purchase $200K +33.8K +9.41% $5.91 393K May 15, 2023 By Heng Zhao JT Revocable Trust F1
holding LAZR Class A Common Stock 697K May 15, 2023 By Crescent Cove Capital II LP F2
holding LAZR Class A Common Stock 1.09M May 15, 2023 By Press Room LLC F3
holding LAZR Class A Common Stock 187K May 15, 2023 By Crescent Cove Opportunity Fund LP F2
holding LAZR Class A Common Stock 83.1K May 15, 2023 By Crescent Cove Opportunity Foreign Intermediary, LLC F2
holding LAZR Class A Common Stock 46.5K May 15, 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The range of prices for the shares of Class A Common Stock is from $5.72 to $5.95. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.
F2 Crescent Cove Capital II GP, LLC is the general partner of and Crescent Cove Capital Management, LLC is the investment manager of Crescent Cove Capital II LP. Crescent Cove Opportunity GP, LP is the general partner of and Crescent Cove Advisors, LP is the investment manager of each of Crescent Cove Opportunity Fund LP and Crescent Cove Opportunity Foreign Intermediary, LLC. The reporting person is the managing member of each of such general partners and investment managers, and therefore, may be deemed to hold voting and dispositive power over the shares held by Crescent Cove Capital II LP, Crescent Cove Opportunity Fund LP and Crescent Cove Opportunity Foreign Intermediary, LLC.
F3 The reporting person manages Press Room LLC and may be deemed to hold voting and dispositive power over the shares held by Press Room LLC. The reporting person disclaims beneficial ownership of the shares held by Press Room LLC.