Jun Hong Heng - 20 Dec 2022 Form 3 Insider Report for ECARX Holdings Inc. (ECX)

Role
Director
Signature
/s/ Jun Hong Heng
Issuer symbol
ECX
Transactions as of
20 Dec 2022
Net transactions value
$0
Form type
3
Filing time
28 Sep 2023, 19:02:10 UTC
Previous filing
15 Dec 2022
Next filing
15 May 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ECX Class A Ordinary Shares 50,000 20 Dec 2022 By Crescent Cove Advisors, LP F1
holding ECX Class A Ordinary Shares 72,660 20 Dec 2022 Direct
holding ECX Class A Ordinary Shares 1,110,660 20 Dec 2022 By Absolute Bond Limited F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ECX Warrants, each exercisable for one Class A Ordinary Share 20 Dec 2022 Class A Ordinary Shares 124,028 $11.50 Direct
holding ECX Warrants, each exercisable for one Class A Ordinary Share 20 Dec 2022 Class A Ordinary Shares 3,797,216 $11.50 By Absolute Bond Limited F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Heng is the managing member and owner of Crescent Cove Advisors LP.
F2 Absolute Bond Limited is managed by Press Room LLC. The reporting person is the manager of Press Room LLC. The reporting person disclaims any ownership of the shares and warrants held by Absolute Bond Limited.