Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | SWKS | Common Stock | Options Exercise | +1.9K | 1.9K | May 11, 2023 | Direct | F1, F2 | |||
holding | SWKS | Common Stock | 41K | May 10, 2023 | By GRAT | F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | SWKS | Restricted Stock Units | Award | $0 | +2.08K | $0.00 | 2.08K | May 10, 2023 | Common Stock | 2.08K | Direct | F3, F4 | ||
transaction | SWKS | Restricted Stock Units | Options Exercise | $0 | -1.9K | -100% | $0.00* | 0 | May 11, 2023 | Common Stock | 1.9K | Direct | F1, F5 |
Id | Content |
---|---|
F1 | Restricted stock units convert into shares of common stock on a one-for-one basis. |
F2 | Balances reflect the following: (a) the transfer on June 13, 2022, of 3,224 shares of common stock by the Reporting Person to a revocable trust of which the Reporting Person is the sole trustee, which transfer is exempt from Section 16 pursuant to Rule 16a-13; (b) the transfer on October 12, 2022, of 25,000 shares of common stock by grantor retained annuity trusts (GRATs) to a revocable trust of which the Reporting Person is the trustee and sole recipient of annuity payments, which transfer is exempt from Section 16 pursuant to Rule 16a-13; and (c) the transfer on October 28, 2022, of 28,224 shares of common stock by the revocable trust to a grantor retained annuity trust (GRAT) of which the Reporting Person is the sole trustee, which transfer is exempt from Section 16 pursuant to Rule 16a-13. The shares are held in more than one GRAT. |
F3 | Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit. |
F4 | The restricted stock units vest on May 10, 2024. |
F5 | The restricted stock units vested on May 11, 2023. |