| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SWKS | Common Stock | Options Exercise | +1.08K | +50.65% | 3.22K | May 12, 2022 | Direct | F1, F2 | ||
| holding | SWKS | Common Stock | 37.8K | May 11, 2022 | By GRAT | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SWKS | Restricted Stock Units | Award | $0 | +1.9K | $0.00 | 1.9K | May 11, 2022 | Common Stock | 1.9K | Direct | F3, F4 | ||
| transaction | SWKS | Restricted Stock Units | Options Exercise | $0 | -1.08K | -100% | $0.00* | 0 | May 12, 2022 | Common Stock | 1.08K | Direct | F1, F5 |
| Id | Content |
|---|---|
| F1 | Restricted stock units convert into shares of common stock on a one-for-one basis. |
| F2 | Balances reflect the following: (a) the transfer on February 5, 2021, of 2,294 shares of common stock by the Reporting Person to a revocable trust of which the Reporting Person is the sole trustee, which transfer is exempt from Section 16 pursuant to Rule 16a-13; and (b) the transfer on October 1, 2021, of 37,792 shares of common stock by the revocable trust to grantor retained annuity trusts (GRATs) of which the Reporting Person is the trustee and sole recipient of annuity payments, which transfer is exempt from Section 16 pursuant to Rule 16a-13. |
| F3 | Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit. |
| F4 | The restricted stock units vest on May 11, 2023. |
| F5 | The restricted stock units vested on May 12, 2022. |