James A. Dowd - May 4, 2023 Form 4 Insider Report for Pathfinder Bancorp, Inc. (PBHC)

Role: Interim President, CEO and COO
Signature: /s/ James A. Dowd
Stock symbol: PBHC
Transactions as of: May 4, 2023
Transactions value $: $10,639
Form type: 4
Date filed: 5/5/2023, 03:45 PM
Previous filing: Mar 22, 2023
Next filing: Mar 13, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PBHC	Common Stock	Purchase	$10.6K	+820	+4.94%	$12.97	17.4K	May 4, 2023	By 401(K)	F1
holding	PBHC	Common Stock						20.7K	May 4, 2023	Direct
holding	PBHC	Common Stock						19.2K	May 4, 2023	By ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	PBHC	Stock Options						15.8K	May 4, 2023	Common Stock	15.8K	$11.35	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This transaction was executed in multiple trades at prices ranging from $12.96 to $12.9899. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.