DAVID MAISEL - 20 Apr 2022 Form 4 Insider Report for GAIA, INC (GAIA)

Role
Director
Signature
/S/ Paul Tarell Attorney-In-Fact for David Maisel
Issuer symbol
GAIA
Transactions as of
20 Apr 2022
Net transactions value
$0
Form type
4
Filing time
24 Apr 2023, 17:14:29 UTC
Next filing
27 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GAIA Class A Common Stock Options Exercise +8,488 +14% 71,245 20 Apr 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GAIA Restricted Stock Units Options Exercise $0 -8,488 -100% $0.000000* 0 20 Apr 2023 Class A Common Stock 0 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

DAVID MAISEL is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Restricted stock units were converted into common stock on a one-for-one basis
F2 Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F3 The RSUs vest on the date of the Annual Shareholder Meeting in April 2023, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.