David A. Friedman - Mar 25, 2019 Form 4/A - Amendment Insider Report for LEVI STRAUSS & CO (LEVI)

Role
Director
Signature
/s/ Priscilla Duncan-Tannous, Attorney-in-Fact
Stock symbol
LEVI
Transactions as of
Mar 25, 2019
Transactions value $
-$2,550,000
Form type
4/A - Amendment
Date filed
4/21/2023, 06:24 PM
Date Of Original Report
Mar 27, 2019
Next filing
May 19, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LEVI Common Stock Other $0 -8.58K -100% $0.00* 0 Mar 25, 2019 Direct F1, F2, F3
transaction LEVI Common Stock Other $0 -2.38M -100% $0.00* 0 Mar 25, 2019 See footnote F1, F4
transaction LEVI Common Stock Other $0 -1.46M -100% $0.00* 0 Mar 25, 2019 See footnote F1, F5
transaction LEVI Class A Common Stock Conversion of derivative security $0 +150K $0.00 150K Mar 25, 2019 See footnote F4, F6
transaction LEVI Class A Common Stock Sale -$2.55M -150K -100% $17.00* 0 Mar 25, 2019 See footnote F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LEVI Class B Common Stock Other $0 +8.58K $0.00 8.58K Mar 25, 2019 Class A Common Stock 8.58K Direct F1, F2, F3
transaction LEVI Class B Common Stock Other $0 +2.38M $0.00 2.38M Mar 25, 2019 Class A Common Stock 2.38M See footnote F1, F4
transaction LEVI Class B Common Stock Other $0 +1.46M $0.00 1.46M Mar 25, 2019 Class A Common Stock 1.46M See footnote F1, F5
transaction LEVI Class B Common Stock Conversion of derivative security $0 -150K -6.31% $0.00 2.23M Mar 25, 2019 Class A Common Stock 150K See footnote F1, F4, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F2 This Form 4/A is being filed to correct the disclosure relating to such RSUs (the "Class B RSUs") set forth in the Form 4 filed on March 27, 2019 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4. DERs issued with regard to the Class B RSUs after the date of the Original Form 4 were also incorrectly reported on Table I instead of Table II, as a result of the initial misclassification.
F3 Each share is represented by a restricted stock unit (RSU) that may be settled in shares of Class B Common Stock, including RSUs previously issued in the form of dividend equivalent rights (DERs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. The RSUs vest in a series of three equal installments on the dates that are 13, 24 and 36 months following the date of grant. Certain of such RSUs are subject to a deferral delivery feature.
F4 The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee.
F5 The shares are held by trusts, of which Mr. Friedman is co-trustee, for the benefit of others. Mr. Friedman disclaims beneficial ownership of these shares.
F6 Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David A. Friedman 1993 Revocable Trust.