David A. Friedman - 22 Apr 2021 Form 4 Insider Report for LEVI STRAUSS & CO (LEVI)

Role
Director
Signature
/s/ David Jedrzejek, Attorney-in-Fact
Issuer symbol
LEVI
Transactions as of
22 Apr 2021
Net transactions value
-$728,250
Form type
4
Filing time
19 May 2021, 20:51:47 UTC
Previous filing
21 Apr 2023
Next filing
26 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LEVI Class A Common Stock Conversion of derivative security $0 +200,000 +1610% $0.000000 212,419 22 Apr 2021 See Footnote F1, F2
transaction LEVI Class A Common Stock Gift $0 -25,000 -12% $0.000000 187,419 17 May 2021 See Footnote F2
transaction LEVI Class A Common Stock Gift $0 +25,000 +96% $0.000000 51,070 17 May 2021 Direct
transaction LEVI Class A Common Stock Sale $728,250 -25,000 -49% $29.13 26,070 17 May 2021 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LEVI Class B Common Stock Conversion of derivative security $0 -200,000 -11% $0.000000 1,657,540 22 Apr 2021 Class A Common Stock 200,000 See Footnote F1, F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
F2 The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee.
F3 Transaction pursuant to a previously established Rule 10b5-1 Plan.
F4 The price in Column 4 is a weighted average sale price. The prices actually received ranged from $28.59 to $29.35. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F5 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.