Ross Dove - Mar 1, 2023 Form 4/A - Amendment Insider Report for Heritage Global Inc. (HGBL)

Role
CEO, Director
Signature
/s/ Ross Dove by James E. Sklar POA
Stock symbol
HGBL
Transactions as of
Mar 1, 2023
Transactions value $
-$50,534
Form type
4/A - Amendment
Date filed
4/11/2023, 12:25 PM
Date Of Original Report
Mar 20, 2023
Previous filing
May 16, 2022
Next filing
Aug 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HGBL Common Stock Award $0 +57.8K +2.66% $0.00 2.23M Mar 1, 2023 Direct F1, F2
transaction HGBL Common Stock Tax liability -$50.5K -20K -0.9% $2.53 2.21M Mar 1, 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 17, 2023 the reporting person filed a Form 4 erroneously reporting the share price of $2.57 per share on disposed shares of common stock. The correct price per share is $2.53. This amendment is being filed to correct the share price, total shares of common stock issued and total shares of common stock withheld by the issuer in order to satisfy the persons payroll tax liability. As a result of the error described above, 900 shares were omitted from Table I, Column 4 and 311 shares were omitted from Column 5. The correct number shares of common stock issued is 57,764 and the correct number of shares of common stock withheld by the issuer is 19,974.
F2 These shares are restricted and will vest in full on March 1, 2024.