Sol J. Barer - Mar 30, 2023 Form 4 Insider Report for NexImmune, Inc. (NEXI)

Role
Director
Signature
/s/ John Rudy, Attorney-in-fact
Stock symbol
NEXI
Transactions as of
Mar 30, 2023
Transactions value $
$164,120
Form type
4
Date filed
3/31/2023, 04:56 PM
Previous filing
Nov 17, 2022
Next filing
Apr 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEXI Common Stock Purchase $164K +400K +22% $0.41 2.22M Mar 30, 2023 Direct F1, F2
holding NEXI Common Stock 1.54M Mar 30, 2023 Held by B&S NexImmune Holdco LLC F3
holding NEXI Common Stock 347K Mar 30, 2023 Held by Joshua Barer F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4000 to $0.4200, inclusive. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.
F2 Excludes 175,012 shares of common stock underlying options that are currently exercisable.
F3 Mr. Sol Barer is the father of Joshua Barer, who is the sole manager of B&S NexImmune Holdco LLC and has sole voting and dispositive control over the shares held by B&S NexImmune Holdco LLC. Mr. Sol Barer is also a member of Barer & Son Capital, LLC, which is a member of B&S NexImmune Holdco LLC, but he does not have voting or dispositive control over the shares held by B&S NexImmune Holdco LLC. Mr. Sol Barer disclaims beneficial ownership of the securities held by B&S NexImmune Holdco LLC except to the extent of his pecuniary interest therein.
F4 Mr. Sol Barer is the father of Joshua Barer. Mr. Sol Barer disclaims beneficial ownership of the securities held by Joshua Barer except to the extent of his pecuniary interest therein.