Sol J. Barer - Nov 16, 2022 Form 4 Insider Report for NexImmune, Inc. (NEXI)

Role
Director
Signature
/s/ John Rudy, Attorney-in-fact
Stock symbol
NEXI
Transactions as of
Nov 16, 2022
Transactions value $
$96,218
Form type
4
Date filed
11/17/2022, 07:40 PM
Previous filing
Aug 8, 2022
Next filing
Mar 31, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEXI Common Stock Purchase $35.9K +75K +4.3% $0.48 1.82M Nov 17, 2022 Direct F1, F2
transaction NEXI Common Stock Purchase $60.3K +125K +7.73% $0.48 1.74M Nov 16, 2022 Direct F2, F3
holding NEXI Common Stock 1.54M Nov 16, 2022 Held by B&S NexImmune Holdco LLC F4
holding NEXI Common Stock 347K Nov 16, 2022 Held by Joshua Barer F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4754 to $0.4890, inclusive. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price
F2 Excludes 175,012 shares of common stock underlying options that are currently exercisable.
F3 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4557 to $0.4900, inclusive. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price
F4 Mr. Sol Barer is the father of Joshua Barer, who is the sole manager of B&S NexImmune Holdco LLC and has sole voting and dispositive control over the shares held by B&S NexImmune Holdco LLC. Mr. Sol Barer is also a member of Barer & Son Capital, LLC, which is a member of B&S NexImmune Holdco LLC, but he does not have voting or dispositive control over the shares held by B&S NexImmune Holdco LLC. Mr. Sol Barer disclaims beneficial ownership of the securities held by B&S NexImmune Holdco LLC except to the extent of his pecuniary interest therein.
F5 Mr. Sol Barer is the father of Joshua Barer. Mr. Sol Barer disclaims beneficial ownership of the securities held by Joshua Barer except to the extent of his pecuniary interest therein.