Daniel R. Phillips - Mar 23, 2023 Form 4 Insider Report for Pathfinder Bancorp, Inc. (PBHC)

Role
Senior Vice President
Signature
/s/ James A. Dowd as POA for Daniel R. Phillips
Stock symbol
PBHC
Transactions as of
Mar 23, 2023
Transactions value $
$0
Form type
4
Date filed
3/23/2023, 08:53 AM
Previous filing
Dec 1, 2022
Next filing
Sep 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PBHC Common Stock 16.3K Mar 23, 2023 Direct
holding PBHC Common Stock 12.4K Mar 23, 2023 By ESOP F1
holding PBHC Common Stock 6.02K Mar 23, 2023 By 401(k)
holding PBHC Common Stock 730 Mar 23, 2023 POA for spouse F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PBHC Stock Options 12.2K Mar 23, 2023 Common Stock 12.2K $10.81 Direct
holding PBHC Stock Options 15.8K Mar 23, 2023 Common Stock 15.8K $11.35 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects ESOP shares allocated in March 2022
F2 POA for spouse - 401(k) Plan shares