Daniel R. Phillips - 23 Mar 2023 Form 4 Insider Report for Pathfinder Bancorp, Inc. (PBHC)

Role: Senior Vice President
Signature: /s/ James A. Dowd as POA for Daniel R. Phillips
Issuer symbol: PBHC
Transactions as of: 23 Mar 2023
Net transactions value: $0
Form type: 4
Filing time: 23 Mar 2023, 08:53:56 UTC
Previous filing: 01 Dec 2022
Next filing: 15 Sep 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	PBHC	Common Stock						16,272	23 Mar 2023	Direct
holding	PBHC	Common Stock						12,387	23 Mar 2023	By ESOP	F1
holding	PBHC	Common Stock						6,021	23 Mar 2023	By 401(k)
holding	PBHC	Common Stock						730	23 Mar 2023	POA for spouse	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	PBHC	Stock Options						12,237	23 Mar 2023	Common Stock	12,237	$10.81	Direct
holding	PBHC	Stock Options						15,816	23 Mar 2023	Common Stock	15,816	$11.35	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reflects ESOP shares allocated in March 2022
F2	POA for spouse - 401(k) Plan shares