Michael Kim - Mar 17, 2023 Form 4 Insider Report for AssetMark Financial Holdings, Inc. (AMK)

Role
President & CCO
Signature
/s/ Celeste Angelich, as Attorney-in-Fact, for Michael Kim
Stock symbol
AMK
Transactions as of
Mar 17, 2023
Transactions value $
$0
Form type
4
Date filed
3/17/2023, 07:51 PM
Previous filing
Mar 7, 2023
Next filing
Jun 12, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMK Common Stock Gift $0 +250K +344.59% $0.00 323K Mar 17, 2023 Direct F1
transaction AMK Common Stock Gift $0 -250K -85.8% $0.00 41.4K Mar 17, 2023 Kim Family Trust F1, F2
holding AMK Common Stock 1.93K Mar 17, 2023 Child F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares transferred from the Kim Family Trust, dated July 30, 2016, to the Reporting Person.
F2 Shares held by The Kim Family Trust, dated July 30, 2016.
F3 The Reporting Person disclaims beneficial ownership of the shares held directly by his college-aged child, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of the shares held in trust for purposes of Section 16 or for any other purpose.