Michael Kim - 06 Mar 2023 Form 4 Insider Report for AssetMark Financial Holdings, Inc.

Role
President & CCO
Signature
/s/ Celeste Angelich, as Attorney-in-Fact, for Michael Kim
Issuer symbol
N/A
Transactions as of
06 Mar 2023
Net transactions value
-$128,033
Form type
4
Filing time
07 Mar 2023, 15:57:38 UTC
Previous filing
31 Jan 2023
Next filing
17 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMK Common Stock Sale $128,033 -4,044 -5.3% $31.66 72,550 06 Mar 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the number of shares of Common Stock that were sold to satisfy tax withholding requirements on vesting of restricted stock units pursuant to mandatory "sell to cover" provisions contained in the Reporting Person's RSU Agreement, and does not represent a discretionary sale by the Reporting Person. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees.
F2 These transactions were executed in multiple trades at prices ranging from $31.47 to $31.78. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Remarks:

The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees.