Sanjay Kalra - Mar 1, 2023 Form 4/A - Amendment Insider Report for HARMONIC INC (HLIT)

Role
SVP and CFO
Signature
Laura Donovan By Attorney-in-Fact Laura Donovan
Stock symbol
HLIT
Transactions as of
Mar 1, 2023
Transactions value $
-$85,882
Form type
4/A - Amendment
Date filed
3/15/2023, 07:32 PM
Date Of Original Report
Mar 3, 2023
Previous filing
Feb 17, 2023
Next filing
Mar 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $0 +12.5K +7.31% $0.00 184K Mar 1, 2023 Direct F1
transaction HLIT Common Stock Tax liability -$85.9K -6.58K -3.58% $13.05 177K Mar 1, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Restricted Stock Unit Options Exercise $0 -12.5K -14.29% $0.00 75K Mar 1, 2023 Common Stock 12.5K $0.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Sanjay Kalra is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 This Form 4A corrects an error in the total number of shares beneficially owned by the Reporting Person, which was overstated by 22,707 shares in the initial Form 4 filing.
F2 Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.