Sanjay Kalra - 01 Mar 2023 Form 4/A - Amendment Insider Report for HARMONIC INC (HLIT)

Role
SVP and CFO
Signature
Laura Donovan By Attorney-in-Fact Laura Donovan
Issuer symbol
HLIT
Transactions as of
01 Mar 2023
Net transactions value
-$85,882
Form type
4/A - Amendment
Filing time
15 Mar 2023, 19:32:33 UTC
Date Of Original Report
03 Mar 2023
Previous filing
17 Feb 2023
Next filing
07 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $0 +12,500 +7.3% $0.000000 183,613 01 Mar 2023 Direct F1
transaction HLIT Common Stock Tax liability $85,882 -6,581 -3.6% $13.05 177,032 01 Mar 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Restricted Stock Unit Options Exercise $0 -12,500 -14% $0.000000 75,000 01 Mar 2023 Common Stock 12,500 $0.000000 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Sanjay Kalra is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 This Form 4A corrects an error in the total number of shares beneficially owned by the Reporting Person, which was overstated by 22,707 shares in the initial Form 4 filing.
F2 Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.