Ronald Kruszewski - Mar 13, 2023 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role: Chief Executive Officer, Director
Signature: /s/ Ronald Kruszewski
Stock symbol: SF
Transactions as of: Mar 13, 2023
Transactions value $: $575,158
Form type: 4
Date filed: 3/14/2023, 11:19 AM
Previous filing: Mar 10, 2023
Next filing: Jan 23, 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SF	Common Stock	Purchase	$138K	+2.5K	+0.18%	$55.00	1.38M	Mar 13, 2023	Direct
transaction	SF	Common Stock	Purchase	$428K	+7.5K	+0.54%	$57.00	1.38M	Mar 14, 2023	Direct
transaction	SF	Common Stock	Purchase	$10.2K	+174	+0.01%	$58.38	1.39M	Mar 14, 2023	Direct

Showing 1 to 3 of 3 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	SF	Phantom Stock Units						159K	Mar 13, 2023	Common Stock	159K	$0.00	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Units vest in 20% increments over a five year period.
F2	No expiration date for these Units.