Ronald J. Kruszewski - 13 Mar 2023 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role: Chief Executive Officer, Director
Signature: /s/ Ronald Kruszewski
Issuer symbol: SF
Transactions as of: 13 Mar 2023
Net transactions value: +$575,158
Form type: 4
Filing time: 14 Mar 2023, 11:19:02 UTC
Previous filing: 10 Mar 2023
Next filing: 23 Jan 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SF	Common Stock	Purchase	$137,500	+2,500	+0.18%	$55.00	1,377,326	13 Mar 2023	Direct
transaction	SF	Common Stock	Purchase	$427,500	+7,500	+0.54%	$57.00	1,384,826	14 Mar 2023	Direct
transaction	SF	Common Stock	Purchase	$10,158	+174	+0.01%	$58.38	1,385,000	14 Mar 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	SF	Phantom Stock Units						158,626	13 Mar 2023	Common Stock	158,626	$0.000000	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Units vest in 20% increments over a five year period.
F2	No expiration date for these Units.