Thomas W. Weisel - 02 Mar 2023 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Reporting relationship
Director
Issuer ticker
SF
Reported as of
02 Mar 2023
Net transaction value
-$19,777
Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
06 Mar 2023, 16:04:55 UTC
Prior SEC filing
13 Feb 2023
Next SEC filing
09 Jun 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Thomas Weisel

Key filing fact

Thomas W. Weisel filed Form 4 for STIFEL FINANCIAL CORP (SF) on 06 Mar 2023.

Key facts

  • This page summarizes Thomas W. Weisel's Form 4 filing for STIFEL FINANCIAL CORP (SF).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 06 Mar 2023, 16:04.

Change

  • Previous filing in this sequence was filed on 13 Feb 2023.
  • Current net transaction value: -$19,777.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SF transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+857
Change %
+2.5%
Price
$0.000000
Shares after
35,375
Date
02 Mar 2023
Ownership
Direct
SF transaction

Common Stock

Tax liability

Transaction value
$19,777
Shares
-297
Change %
-0.84%
Price
$66.59
Shares after
35,078
Date
02 Mar 2023
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SF transaction Derivative

Phantom Stock Units

Options Exercise

Transaction value
$0
Shares
-857
Change %
-100%
Price
$0.000000*
Shares after
0
Date
02 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
857
Exercise price
$0.000000
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Currently exercisable.

Footnote F2

No expiration date for these Units.

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