| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RETA | Class A common stock | Conversion of derivative security | +88,636 | +98% | 179,149 | 02 Mar 2023 | Direct | F1 | ||
| transaction | RETA | Class A common stock | Sale | $1,939,153 | -22,752 | -13% | $85.23 | 156,397 | 02 Mar 2023 | Direct | F2 |
| transaction | RETA | Class A common stock | Sale | $3,009,333 | -34,794 | -22% | $86.49 | 121,603 | 02 Mar 2023 | Direct | F3 |
| transaction | RETA | Class A common stock | Sale | $1,672,117 | -19,099 | -16% | $87.55 | 102,504 | 02 Mar 2023 | Direct | F4 |
| transaction | RETA | Class A common stock | Sale | $989,518 | -11,181 | -11% | $88.50 | 91,323 | 02 Mar 2023 | Direct | F5 |
| transaction | RETA | Class A common stock | Sale | $73,370 | -810 | -0.89% | $90.58 | 90,513 | 02 Mar 2023 | Direct | F6 |
| transaction | RETA | Class A common stock | Sale | $461,732 | -5,286 | -5.8% | $87.35 | 85,227 | 03 Mar 2023 | Direct | F7, F8 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RETA | Employee Stock Option (right to buy) | Options Exercise | $0 | -88,636 | -100% | $0.000000* | 0 | 02 Mar 2023 | Class B common stock | 88,636 | $11.00 | Direct | F1, F9 |
| transaction | RETA | Class B common stock | Options Exercise | $974,996 | +88,636 | +119% | $11.00 | 162,940 | 02 Mar 2023 | Class A common stock | 88,636 | Direct | F1 | |
| transaction | RETA | Class B common stock | Conversion of derivative security | -88,636 | -54% | 74,304 | 02 Mar 2023 | Class A common stock | 88,636 | Direct | F1 |
| Id | Content |
|---|---|
| F1 | The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date. |
| F2 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $85.00 to $85.99. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F3 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $86.00 to $86.99. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F4 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $87.00 to $87.98. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F5 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $88.00 to $89.80. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F6 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $90.03 to $90.99. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F7 | The sale reported on this line represents shares sold by the reporting person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. |
| F8 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $87.35 to $87.36. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F9 | The options vested in sixteen equal quarterly installments beginning on August 25, 2016. |