| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RETA | Class A common stock | Conversion of derivative security | +75,000 | +207% | 111,158 | 01 Mar 2023 | Direct | F1, F2 | ||
| transaction | RETA | Class A common stock | Sale | $660,395 | -8,104 | -7.3% | $81.49 | 103,054 | 02 Mar 2023 | Direct | F3 |
| transaction | RETA | Class A common stock | Sale | $997,250 | -12,132 | -12% | $82.20 | 90,922 | 02 Mar 2023 | Direct | F4 |
| transaction | RETA | Class A common stock | Sale | $804,775 | -9,660 | -11% | $83.31 | 81,262 | 02 Mar 2023 | Direct | F5 |
| transaction | RETA | Class A common stock | Sale | $627,331 | -7,439 | -9.2% | $84.33 | 73,823 | 02 Mar 2023 | Direct | F6 |
| transaction | RETA | Class A common stock | Sale | $545,174 | -6,395 | -8.7% | $85.25 | 67,428 | 02 Mar 2023 | Direct | F7 |
| transaction | RETA | Class A common stock | Sale | $300,379 | -3,475 | -5.2% | $86.44 | 63,953 | 02 Mar 2023 | Direct | F8 |
| transaction | RETA | Class A common stock | Sale | $353,419 | -4,034 | -6.3% | $87.61 | 59,919 | 02 Mar 2023 | Direct | F9 |
| transaction | RETA | Class A common stock | Sale | $1,136,255 | -12,826 | -21% | $88.59 | 47,093 | 02 Mar 2023 | Direct | F10 |
| transaction | RETA | Class A common stock | Sale | $513,852 | -5,742 | -12% | $89.49 | 41,351 | 02 Mar 2023 | Direct | F11 |
| transaction | RETA | Class A common stock | Sale | $418,705 | -4,623 | -11% | $90.57 | 36,728 | 02 Mar 2023 | Direct | F12 |
| transaction | RETA | Class A common stock | Sale | $51,938 | -570 | -1.6% | $91.12 | 36,158 | 02 Mar 2023 | Direct | F13 |
| holding | RETA | Class A common stock | 12,500 | 01 Mar 2023 | By The 2021 JWH GRAT | ||||||
| holding | RETA | Class A common stock | 1,583 | 01 Mar 2023 | By Connor Warren Huff Exempt Trust Dated 9/23/2019 | ||||||
| holding | RETA | Class A common stock | 1,583 | 01 Mar 2023 | By Dillon Bailey Huff Exempt Trust Dated 9/23/2019 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RETA | Class B common stock | Conversion of derivative security | -75,000 | -26% | 212,903 | 01 Mar 2023 | Class A common stock | 75,000 | Direct | F1, F2 | |||
| holding | RETA | Class B common stock | 17,617 | 01 Mar 2023 | Class A common stock | 17,617 | By Connor Warren Huff Exempt Trust Dated 9/23/2019 | F1 | ||||||
| holding | RETA | Class B common stock | 17,617 | 01 Mar 2023 | Class A common stock | 17,617 | By Dillon Bailey Huff Exempt Trust Dated 9/23/2019 | F1 | ||||||
| holding | RETA | Employee Stock Option (right to buy) | 51,818 | 01 Mar 2023 | Class B common stock | 51,818 | $11.00 | Direct | F1, F2, F14 | |||||
| holding | RETA | Employee Stock Option (right to buy) | 99,950 | 01 Mar 2023 | Class B common stock | 99,950 | $22.57 | Direct | F1, F2, F15 | |||||
| holding | RETA | Employee Stock Option (right to buy) | 124,600 | 01 Mar 2023 | Class B common stock | 124,600 | $24.75 | Direct | F1, F2, F16 | |||||
| holding | RETA | Employee Stock Option (right to buy) | 57,250 | 01 Mar 2023 | Class B common stock | 57,250 | $55.73 | Direct | F1, F2, F17 | |||||
| holding | RETA | Employee Stock Option (right to buy) | 28,625 | 01 Mar 2023 | Class B common stock | 28,625 | $55.73 | Direct | F1, F2, F18 | |||||
| holding | RETA | Employee Stock Option (right to buy) | 28,625 | 01 Mar 2023 | Class B common stock | 28,625 | $55.73 | Direct | F1, F2, F19 | |||||
| holding | RETA | Employee Stock Option (right to buy) | 20,133 | 01 Mar 2023 | Class B common stock | 20,133 | $207.20 | Direct | F1, F2, F20 | |||||
| holding | RETA | Employee Stock Option (right to buy) | 23,968 | 01 Mar 2023 | Class A common stock | 23,968 | $121.29 | Direct | F2, F21 | |||||
| holding | RETA | Employee Stock Option (right-to-buy) | 146,824 | 01 Mar 2023 | Class A common stock | 146,824 | $36.71 | Direct | F2, F22 |
| Id | Content |
|---|---|
| F1 | The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date. |
| F2 | Since the date of the reporting person's last ownership report, he transferred 287,903 shares of Class B common stock, and employee stock options to purchase 410,735 shares of Class B common stock, options to purchase 64,758 shares of Class A common stock and RSUs to purchase 10,867 shares of Class A common stock to his ex-spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-spouse. |
| F3 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $80.85 to $81.84. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F4 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $81.86 to $82.85. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F5 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $82.87 to $83.86. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F6 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $83.89 to $84.87. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F7 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $84.90 to $85.70. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F8 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $86.01 to $87.00. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F9 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $87.02 to $88.00. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F10 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $88.10 to $89.09. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F11 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $89.11 to $90.105. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F12 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $90.11 to $91.10. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F13 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $91.12 to $91.14. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F14 | The options vested in sixteen equal quarterly installments beginning on August 25, 2016. |
| F15 | The options vested in twenty equal quarterly installments beginning on March 7, 2017, subject to continued service through each vesting date. |
| F16 | The options vested in sixteen equal quarterly installments beginning on March 6, 2018, subject to continued service through each vesting date. |
| F17 | The options vested in sixteen equal quarterly installments beginning on April 2, 2019, subject to continued service through each vesting date. |
| F18 | On October 14, 2019, based on the satisfaction of certain performance criteria, the option vested as to 7,156 shares and the option was set to vest as to 21,469 shares in twelve equal quarterly installments beginning on January 14, 2020, subject to continued service through each vesting date. This vesting schedule has been updated to reflect the transfer of options to the reporting person's ex-spouse as described in footnote 2 above. |
| F19 | On November 11, 2019, based on the satisfaction of certain performance criteria, the option vested as to 7,156 shares and the option was set to vest as to 21,469 shares in twelve equal quarterly installments beginning on February 11, 2020, subject to continued service through each vesting date. This vesting schedule has been updated to reflect the transfer of options to the reporting person's ex-spouse as described in footnote 2 above. |
| F20 | The options vest in sixteen equal quarterly installments beginning on April 2, 2020, subject to continued service through each vesting date. |
| F21 | The options vest in sixteen equal quarterly installments beginning on April 4, 2021, subject to continued service through each vesting date. |
| F22 | The options vest 1/16th of each grant on March 6, May 15, August 15, and November 15 of each year, subject to continued service through each vesting date. |