James Warren Huff - 03 Jan 2023 Form 4 Insider Report for REATA PHARMACEUTICALS INC

Role
Chief Executive Officer, Director
Signature
/s/ Tracy Herson, attorney-in-fact
Issuer symbol
N/A
Transactions as of
03 Jan 2023
Net transactions value
$0
Form type
4
Filing time
04 Jan 2023, 16:35:03 UTC
Next filing
03 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RETA Class A common stock Award $0 +47,025 $0.000000 47,025 03 Jan 2023 Direct F1
holding RETA Class A common stock 12,500 03 Jan 2023 By The 2021 JWH GRAT F2
holding RETA Class A common stock 12,500 03 Jan 2023 By The 2021 WBH GRAT F3
holding RETA Class A common stock 1,583 03 Jan 2023 By Huff 2010 Descendants' Trust FBO Connor Huff
holding RETA Class A common stock 1,583 03 Jan 2023 By Huff 2010 Descendants' Trust FBO Dillon Huff

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RETA Employee Stock Option (right-to-buy) Award $0 +190,950 $0.000000 190,950 03 Jan 2023 Class A common stock 190,950 $36.71 Direct F5
holding RETA Class B common stock 575,806 03 Jan 2023 Class A common stock 575,806 Direct F4
holding RETA Class B common stock 17,617 03 Jan 2023 Class A common stock 17,617 By Huff 2010 Descendants' Trust FBO Connor Huff F4
holding RETA Class B common stock 17,617 03 Jan 2023 Class A common stock 17,617 By Huff 2010 Descendants' Trust FBO Dillon Huff F4
holding RETA Employee Stock Option (right to buy) 103,636 03 Jan 2023 Class B common stock 103,636 $11.00 Direct F4, F6
holding RETA Employee Stock Option (right to buy) 199,900 03 Jan 2023 Class B common stock 199,900 $22.57 Direct F4, F7
holding RETA Employee Stock Option (right to buy) 249,200 03 Jan 2023 Class B common stock 249,200 $24.75 Direct F4, F8
holding RETA Employee Stock Option (right to buy) 114,500 03 Jan 2023 Class B common stock 114,500 $55.73 Direct F4, F9
holding RETA Employee Stock Option (right to buy) 57,250 03 Jan 2023 Class B common stock 57,250 $55.73 Direct F4, F10
holding RETA Employee Stock Option (right to buy) 57,250 03 Jan 2023 Class B common stock 57,250 $55.73 Direct F4, F11
holding RETA Employee Stock Option (right to buy) 40,000 03 Jan 2023 Class B common stock 40,000 $207.20 Direct F4, F12
holding RETA Employee Stock Option (right to buy) 44,600 03 Jan 2023 Class A common stock 44,600 $121.29 Direct F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares represent Restricted Stock Units, which vest 1/16th of each grant on March 6, May 15, August 15, and November 15 of each year, subject to continued service through each vesting date.
F2 Includes shares of Class A common stock previously held by The 2019 JWH GRAT and The 2020 JWH GRAT, which were transferred to The 2021 JWH GRAT.
F3 Includes shares of Class A common stock previously held by The 2019 WBH GRATand The 2020 WBH GRAT, which were transferred to The 2021 WBH GRAT.
F4 The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.
F5 The options vest 1/16th of each grant on March 6, May 15, August 15, and November 15 of each year, subject to continued service through each vesting date.
F6 The options vested in sixteen equal quarterly installments beginning on August 25, 2016.
F7 The options vest in twenty equal quarterly installments beginning on March 7, 2017, subject to continued service through each vesting date.
F8 The options vest in sixteen equal quarterly installments beginning on March 6, 2018, subject to continued service through each vesting date.
F9 The options vest in sixteen equal quarterly installments beginning on April 2, 2019, subject to continued service through each vesting date.
F10 On October 14, 2019, based on the satisfaction of certain performance criteria, the option vested as to 14,312 shares and the option was set to vest as to 42,938 shares in twelve equal quarterly installments beginning on January 14, 2020, subject to continued service through each vesting date.
F11 On November 11, 2019, based on the satisfaction of certain performance criteria, the option vested as to 14,312 shares and the option was set to vest as to 42,938 shares in twelve equal quarterly installments beginning on February 11, 2020, subject to continued service through each vesting date.
F12 The options vest in sixteen equal quarterly installments beginning on April 2, 2020, subject to continued service through each vesting date.
F13 The options vest in sixteen equal quarterly installments beginning on April 4, 2021, subject to continued service through each vesting date.