Andrew Tak Shing Lo - 28 Feb 2023 Form 4 Insider Report for Invesco Ltd. (IVZ)

Role
Senior Managing Director
Signature
/s/ Robert H. Rigsby, as Attorney-in-Fact
Issuer symbol
IVZ
Transactions as of
28 Feb 2023
Net transactions value
$0
Form type
4
Filing time
02 Mar 2023, 15:43:59 UTC
Previous filing
02 Mar 2022
Next filing
03 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IVZ Common Shares Options Exercise $0 +17,631 +5.1% $0.000000 363,008 28 Feb 2023 Direct
transaction IVZ Common Shares Options Exercise $0 +25,537 +7% $0.000000 388,545 28 Feb 2023 Direct
transaction IVZ Common Shares Options Exercise $0 +70,585 +18% $0.000000 459,130 28 Feb 2023 Direct
transaction IVZ Common Shares Options Exercise $0 +13,122 +2.9% $0.000000 472,252 28 Feb 2023 Direct
transaction IVZ Common Shares Options Exercise $0 +16,478 +3.5% $0.000000 488,730 28 Feb 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IVZ Restricted Stock Units Options Exercise $0 -17,631 -100% $0.000000* 0 28 Feb 2023 Common Shares 17,631 $0.000000 Direct F1, F2
transaction IVZ Restricted Stock Units Options Exercise $0 -25,537 -50% $0.000000 25,538 28 Feb 2023 Common Shares 25,537 $0.000000 Direct F1, F2
transaction IVZ Restricted Stock Units Options Exercise $0 -13,122 -33% $0.000000 26,244 28 Feb 2023 Common Shares 13,122 $0.000000 Direct F1, F2
transaction IVZ Restricted Stock Units Options Exercise $0 -16,478 -25% $0.000000 49,435 28 Feb 2023 Common Shares 16,478 $0.000000 Direct F1, F2
transaction IVZ Restricted Stock Units Award $0 +57,332 $0.000000 57,332 28 Feb 2023 Common Shares 57,332 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.
F2 The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.