Osamu Watanabe - Feb 22, 2023 Form 4 Insider Report for Moelis & Co (MC)

Role
General Counsel, Secretary
Signature
/s/ Osamu Watanabe
Stock symbol
MC
Transactions as of
Feb 22, 2023
Transactions value $
-$343,327
Form type
4
Date filed
2/24/2023, 06:22 PM
Previous filing
Feb 21, 2023
Next filing
Mar 1, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +14.3K +10910.53% 14.4K Feb 22, 2023 Direct F1
transaction MC Class A Common Stock Tax liability -$103K -2.45K -16.96% $42.06 12K Feb 22, 2023 Direct
transaction MC Class A Common Stock Sale -$240K -5.72K -47.72% $42.06 6.26K Feb 22, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2017 Incentive Restricted Stock Units Options Exercise $0 -3.2K -100% $0.00* 0 Feb 22, 2023 Class A Common Stock 3.2K Direct F3
transaction MC 2018 Incentive Restricted Stock Units Options Exercise $0 -3.28K -49.99% $0.00 3.28K Feb 22, 2023 Class A Common Stock 3.28K Direct F3
transaction MC 2019 Incentive Restricted Stock Units Options Exercise $0 -4.03K -33.33% $0.00 8.05K Feb 22, 2023 Class A Common Stock 4.03K Direct F3
transaction MC 2020 Incentive Restricted Stock Units Options Exercise $0 -1.95K -25% $0.00 5.85K Feb 22, 2023 Class A Common Stock 1.95K Direct F3
transaction MC 2021 Incentive Restricted Stock Units Options Exercise $0 -1.84K -19.99% $0.00 7.35K Feb 22, 2023 Class A Common Stock 1.84K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
F2 Class A Common Stock sold by Mr. Watanabe in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs. Federal taxes are not withheld from Class A Common Stock delivered to Mr. Watanabe upon settlement of RSUs because he is a partner in Moelis & Company Partner Holdings LP.
F3 The RSUs were settled for Class A common stock on February 22, 2023.