Osamu R. Watanabe - 16 Feb 2023 Form 4 Insider Report for Moelis & Co (MC)

Role: General Counsel, Secretary
Signature: /s/ Osamu Watanabe
Issuer symbol: MC
Transactions as of: 16 Feb 2023
Net transactions value: $0
Form type: 4
Filing time: 21 Feb 2023, 20:05:18 UTC
Previous filing: 06 Dec 2022
Next filing: 24 Feb 2023
SEC: View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	MC	2022 Vested Incentive RSUs	Award	$0	+8,758		$0.000000	8,758	16 Feb 2023	Class A Common Stock	8,758		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Vested 2022 Incentive RSU represents the right to receive upon delivery either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan.
F2	The Vested 2022 Incentive Restricted Stock Units vest at grant and are delivered in equal installments on each of the following dates: February 23, 2024, February 23, 2025, February 23, 2026, February 23, 2027 and February 23, 2028 (each date, a "Delivery Date"). The Vested 2022 Incentive Restricted Stock Units not yet delivered are subject to sale and non-compete restrictions through the applicable Delivery Date.

Content

Each Vested 2022 Incentive RSU represents the right to receive upon delivery either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan.

The Vested 2022 Incentive Restricted Stock Units vest at grant and are delivered in equal installments on each of the following dates: February 23, 2024, February 23, 2025, February 23, 2026, February 23, 2027 and February 23, 2028 (each date, a "Delivery Date"). The Vested 2022 Incentive Restricted Stock Units not yet delivered are subject to sale and non-compete restrictions through the applicable Delivery Date.