Tara Charnes - Jan 24, 2023 Form 4/A - Amendment Insider Report for Hall of Fame Resort & Entertainment Co (HOFV)

Role
General Counsel and Secretary
Signature
Tara Charnes
Stock symbol
HOFV
Transactions as of
Jan 24, 2023
Transactions value $
$0
Form type
4/A - Amendment
Date filed
2/24/2023, 05:49 PM
Date Of Original Report
Jan 26, 2023
Previous filing
Jan 25, 2023
Next filing
Jan 26, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HOFV Common Stock Award +7.75K +74.28% 18.2K Jan 24, 2023 Direct F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HOFV Warrants 12.2K Jan 24, 2023 Common Stock 554 $30.81 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock units ("RSUs"), which will vest in three equal annual installments beginning on January 24, 2024.This RSU grant is subject to shareholder approval to increase the number of shares available for grant under the issuer's 2020 Omnibus Incentive Plan.
F2 Includes (i) 2,099 unvested restricted stock units ("RSUs") granted on September 16, 2020, which will vest in full on August 31, 2023; (ii) 1,594 unvested RSUs granted on January 22, 2021, which will vest in full on January 22, 2024; and (iii) 7,751 unvested RSUs granted on January 24, 2023, which will vest in three equal annual installments beginning on January 24, 2024.
F3 On January 26, 2023, the reporting person filed a Form 4 that inadvertently reported in a footnote that the amount of securities beneficially owned following reported transactions included 5,813 unvested RSUs granted on January 24, 2023, which should have referred to 7,751 unvested RSUs granted on January 24, 2023. The Form 4 also inadvertently reported that the reporting person held 554 warrants when she actually holds 12,214 warrants.