Tara Charnes - 23 Jan 2023 Form 4 Insider Report for Hall of Fame Resort & Entertainment Co (HOFV)

Role
General Counsel and Secretary
Signature
Tara Charnes
Issuer symbol
HOFV
Transactions as of
23 Jan 2023
Net transactions value
-$7,025
Form type
4
Filing time
25 Jan 2023, 20:56:30 UTC
Previous filing
08 Sep 2022
Next filing
24 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HOFV Common Stock Tax liability $7,025 -529 -4.8% $13.28 10,435 23 Jan 2023 Direct F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HOFV Warrants 554 23 Jan 2023 Common Stock 554 $30.81 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Payment of tax liability by withholding of vesting shares of Common Stock.
F2 Includes: (i) 2,099 unvested restricted stock units ("RSUs") that were granted on September 16, 2020 and vest on August 31, 2023; and (ii) 1,594 unvested RSUs that were granted on January 22, 2021 and vest on January 22, 2024.
F3 Effective December 27, 2022, the Issuer completed a 1-for-22 reverse stock split (the "Reverse Stock Split") of its outstanding Common Stock. The number of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.