Gregory N. Roberts - Feb 22, 2023 Form 4 Insider Report for A-Mark Precious Metals, Inc. (AMRK)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Carol Meltzer, by power of attorney
Stock symbol
AMRK
Transactions as of
Feb 22, 2023
Transactions value $
-$486,569
Form type
4
Date filed
2/23/2023, 08:28 PM
Previous filing
Nov 16, 2022
Next filing
Mar 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $64K +10K +35.46% $6.40* 38.2K Feb 22, 2023 Direct
transaction AMRK Common Stock, par value $0.01 per share Sale -$312K -10K -26.18% $31.16 28.2K Feb 22, 2023 Direct F1
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $64K +10K +35.46% $6.40* 38.2K Feb 23, 2023 Direct
transaction AMRK Common Stock, par value $0.01 per share Sale -$303K -10K -26.18% $30.30 28.2K Feb 23, 2023 Direct F2
holding AMRK Common Stock, par value $0.01 per share 1.56M Feb 22, 2023 See footnote F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMRK Stock Option (Right to Buy) Options Exercise $0 -10K -16.23% $0.00 51.6K Feb 22, 2023 Common Stock, par value $0.01 per share 10K $6.40 Direct F4
transaction AMRK Stock Option (Right to Buy) Options Exercise $0 -10K -19.38% $0.00 41.6K Feb 23, 2023 Common Stock, par value $0.01 per share 10K $6.40 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $30.90 to not more than $31.41. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F2 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $30.20 to not more than $30.51. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F3 Shares beneficially owned by Silver Bow Ventures, LLC, which is 50% owned by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares in excess of his proportionate pecuniary interest in Silver Bow Ventures, LLC.
F4 The option granted covered 200,000 shares, and vested 33.3% per year on June 30, 2017, 2018 and 2019.