Gregory N. Roberts - Nov 15, 2022 Form 4 Insider Report for A-Mark Precious Metals, Inc. (AMRK)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Carol Meltzer, by power of attorney
Stock symbol
AMRK
Transactions as of
Nov 15, 2022
Transactions value $
-$268,856
Form type
4
Date filed
11/16/2022, 07:02 PM
Previous filing
Nov 15, 2022
Next filing
Feb 23, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $64K +10K +35.46% $6.40* 38.2K Nov 15, 2022 Direct
transaction AMRK Common Stock, par value $0.01 per share Sale -$333K -10K -26.18% $33.29 28.2K Nov 15, 2022 Direct F1
holding AMRK Common Stock, par value $0.01 per share 1.56M Nov 15, 2022 See footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMRK Stock Option (Right to Buy) Options Exercise $0 -10K -13.97% $0.00 61.6K Nov 15, 2022 Common Stock, par value $0.01 per share 10K $6.40 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $33.00 to not more than $33.66. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F2 Shares beneficially owned by Silver Bow Ventures, LLC, which is 50% owned by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares in excess of his proportionate pecuniary interest in Silver Bow Ventures, LLC.
F3 The option granted covered 200,000 shares, and vested 33.3% per year on June 30, 2017, 2018 and 2019.