Jerome T. Upton - Feb 17, 2023 Form 4 Insider Report for GENWORTH FINANCIAL INC (GNW)

Role
SVP, Deputy CFO and Controller
Signature
/s/ David F. Kurzawa, by power of attorney
Stock symbol
GNW
Transactions as of
Feb 17, 2023
Transactions value $
-$41,492
Form type
4
Date filed
2/22/2023, 03:21 PM
Previous filing
Feb 17, 2023
Next filing
Mar 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GNW Class A Common Stock Options Exercise +20.6K +16.71% 144K Feb 17, 2023 Direct F1
transaction GNW Class A Common Stock Tax liability -$41.5K -6.66K -4.63% $6.23 137K Feb 17, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GNW Restricted Stock Units Options Exercise $0 -20.6K -33.33% $0.00 41.2K Feb 17, 2023 Class A Common Stock 20.6K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.
F2 The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 17, 2023.
F3 Restricted Stock Units vested and converted to Class A Common Stock on February 17, 2023.