Jerome T. Upton - Feb 16, 2023 Form 4 Insider Report for GENWORTH FINANCIAL INC (GNW)

Role
SVP, Deputy CFO and Controller
Signature
/s/ David F. Kurzawa, by power of attorney
Stock symbol
GNW
Transactions as of
Feb 16, 2023
Transactions value $
$0
Form type
4
Date filed
2/17/2023, 03:18 PM
Previous filing
May 17, 2022
Next filing
Feb 22, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GNW Restricted Stock Units Award $0 +109K $0.00 109K Feb 16, 2023 Class A Common Stock 109K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.
F2 Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on February 16, 2024.