Aaron P. Graft - Feb 16, 2023 Form 4 Insider Report for Triumph Financial, Inc. (TFIN)

Role
President & CEO, Director
Signature
/s/ Adam D. Nelson, Attorney-in-fact
Stock symbol
TFIN
Transactions as of
Feb 16, 2023
Transactions value $
-$622,321
Form type
4
Date filed
2/21/2023, 03:06 PM
Previous filing
Jan 31, 2023
Next filing
May 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TFIN Common Stock Award $0 +29.8K +14.13% $0.00 241K Feb 16, 2023 Direct F1
transaction TFIN Common Stock Tax liability -$622K -9.7K -4.03% $64.17 231K Feb 16, 2023 Direct F2, F3
holding TFIN Common Stock 3.32K Feb 16, 2023 By Spouse F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.
F2 Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of performance awards.
F3 Consists of (i) 221,366 shares beneficially owned by reporting person, and (ii) 9,738 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.
F4 3,315 shares indirectly owned through reporting person's spouse, by Goldman Sachs custodian FBO Kimberly Graft Roth IRA.