Aaron P. Graft - 16 Feb 2023 Form 4 Insider Report for Triumph Financial, Inc. (TFIN)

Role
President & CEO, Director
Signature
/s/ Adam D. Nelson, Attorney-in-fact
Issuer symbol
TFIN
Transactions as of
16 Feb 2023
Net transactions value
-$622,321
Form type
4
Filing time
21 Feb 2023, 15:06:12 UTC
Previous filing
31 Jan 2023
Next filing
03 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TFIN Common Stock Award $0 +29,820 +14% $0.000000 240,802 16 Feb 2023 Direct F1
transaction TFIN Common Stock Tax liability $622,321 -9,698 -4% $64.17 231,104 16 Feb 2023 Direct F2, F3
holding TFIN Common Stock 3,315 16 Feb 2023 By Spouse F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.
F2 Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of performance awards.
F3 Consists of (i) 221,366 shares beneficially owned by reporting person, and (ii) 9,738 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.
F4 3,315 shares indirectly owned through reporting person's spouse, by Goldman Sachs custodian FBO Kimberly Graft Roth IRA.