Aaron P. Graft - Dec 23, 2022 Form 4 Insider Report for Triumph Financial, Inc. (TFIN)

Signature
/s/ Adam D. Nelson, Attorney-in-fact
Stock symbol
TFIN
Transactions as of
Dec 23, 2022
Transactions value $
-$1,836,000
Form type
4
Date filed
1/31/2023, 03:45 PM
Previous filing
Aug 12, 2022
Next filing
Feb 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TFIN Common Stock Gift $0 -2.95K -1.19% $0.00 245K Dec 23, 2022 Direct F1
transaction TFIN Common Stock Gift $0 -175 -0.07% $0.00 245K Dec 27, 2022 Direct F1
transaction TFIN Common Stock Sale -$1.84M -34K -13.88% $54.00 211K Jan 30, 2023 Direct F2, F3
holding TFIN Common Stock 3.32K Dec 23, 2022 By Spouse F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a gift by the reporting person to a 501(c)(3) charitable organization.
F2 The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F3 Consists of (i) 201,244 shares beneficially owned by reporting person, and (ii) 9,738 shares of restricted stock of the reporting person subject to future vesting requirements.
F4 3,315 shares indirectly owned through reporting person's spouse, by Goldman Sachs custodian FBO Kimberly Graft Roth IRA