Aaron P. Graft - 23 Dec 2022 Form 4 Insider Report for Triumph Financial, Inc. (TFIN)

Signature
/s/ Adam D. Nelson, Attorney-in-fact
Issuer symbol
TFIN
Transactions as of
23 Dec 2022
Net transactions value
-$1,836,000
Form type
4
Filing time
31 Jan 2023, 15:45:35 UTC
Previous filing
12 Aug 2022
Next filing
21 Feb 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TFIN Common Stock Gift $0 -2,950 -1.2% $0.000000 245,157 23 Dec 2022 Direct F1
transaction TFIN Common Stock Gift $0 -175 -0.07% $0.000000 244,982 27 Dec 2022 Direct F1
transaction TFIN Common Stock Sale $1,836,000 -34,000 -14% $54.00 210,982 30 Jan 2023 Direct F2, F3
holding TFIN Common Stock 3,315 23 Dec 2022 By Spouse F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a gift by the reporting person to a 501(c)(3) charitable organization.
F2 The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F3 Consists of (i) 201,244 shares beneficially owned by reporting person, and (ii) 9,738 shares of restricted stock of the reporting person subject to future vesting requirements.
F4 3,315 shares indirectly owned through reporting person's spouse, by Goldman Sachs custodian FBO Kimberly Graft Roth IRA